Canada’s single self-regulatory organisation for investment dealers and mutual fund dealers is:
Canada’s single self-regulatory organisation for investment dealers and mutual fund dealers is:
Answer
CIRO
Options - A. CIRO - B. IIROC - C. MFDA - D. CSA Why - A. Correct — the Canadian Investment Regulatory Organization, formed by the 1 January 2023 amalgamation and named CIRO from 1 June 2023. - B. IIROC was the SRO for investment dealers until the end of 2022 — a predecessor. - C. The MFDA was the SRO for mutual fund dealers until the end of 2022 — the other predecessor. - D. The Canadian Securities Administrators is the council of the provincial and territorial regulators. It oversees the SRO; it is not one.
OSC, self-regulatory organizations and CIRO pages (osc.ca); NI 31-103 unofficial consolidation (13 Sept 2023) ss. 2.1, 7.1–7.3, Part 3 — observed 2026-09-17